23 Job openings found

Job Description: KYC Manager in Stock Broking Firm Oversee KYC Process: Manage end-to-end Know Your Customer (KYC) procedures to ensure compliance with regulatory guidelines. Customer Onboarding: Supervise customer onboarding, ensuring timely and accurate completion of KYC documentation. Regulatory Compliance: Ensure adherence to SEBI, AML, and other relevant regulations related to customer identification and ...

  KYC and MIS experience   OPENING DEMAT AND TRADING ACCOUNTONLINE MODIFICATION & REACTIVATIONNEW CLIENT KYC, KRA, UCCUPLOADING UCC IN EXCHANGES (BSE, NSE, MCX)MODIFICATION OF DP AND TRADING ACCOUNT (BANK, MAIL, NUMBER, ADDRESS, INCOME, POA, NEW SEGMENT)CHEQUE ENTRY (ACCOUNTS)MONTHLY UCC DATA AUDIT (NSE/BSE/MCX)CO-ORDINATE WITH AUTORISED PERSONS AND CLIENT FOR HANDEL THEIR QUERIES WEEKLY ENHANCED, ...

We are looking for a Manager – DP Operations to oversee and manage depository-related activities in compliance with SEBI, NSDL/CDSL, and stock exchange regulations. The ideal candidate should have hands-on experience in DP operations, compliance, securities transactions, and risk management within a stock broking firm. Key Responsibilities:Depository Operations & Transaction Processing✅ ...

Key Responsibilities:Collect, verify, and process account opening documents.Conduct KYC checks as per regulatory guidelines.Perform field visits for document collection and customer verification.Connect with banks for account opening procedures.Submit and track account opening forms with banks.Ensure compliance with RBI/SEBI regulations and maintain records.Requirements:Graduate in Finance, Business, or a related field.Experience in ...

Requirements: Position: Sales Officer Location: Jamshedpur Willing to travel outside markets of Jamshedpur like - Chandli, Chaibasa, Saraikela, Chakradharpur, etc. & Ranchi  Male candidates are preferred  CTC: Rs.30000 per month (maximum budget by the management) Experience: 3+ years  Education: any graduate Good communication skills & English medium background candidates will be given preference. Interested candidates applying for this position ...

Job Description: Review and Manage Sales MIS with respect to units sold, Rate realisation, KYC, Demand,Collections, and Receivables etc. Monitoring Payment status of invoices and manage payments request, 3 - Way match,Review of GRN etc. Review of customer files and new bookings status from the developer. Review of bank accounts-maintained ...

Desired Candidate Profile Excellent communication and interpersonal skills to build rapport with customers and team members. Understanding of gold process, KYC Knowledge & Sales process Proven ability to manage and motivate a team to achieve sales targets Analytical skills to interpret data and make informed business decisions. Proven track record ...

To monitor and drive overall sales, by guiding and managing the overall performance of the front-end sales executives for the assigned area within the organization.  PRIMARY RESPONSIBILITIES Sales - Execute the strategy to achieve sales target for the region as set by the management.  PJP - Review PJP reports of all primary sales executives to ...

Job Description for Audit Assistant    1.Conduct concurrent audits in banking operations to ensure compliance with internal and regulatory requirements. 2.Assess the eligibility of customers for account creation based on banking and KYC norms. 3.Monitor adherence to operational policies and statutory guidelines during audits. 4.Review and analyze transactions to determine their tax treatment under the ...

Position Title: Sales Strategy- Bihar   Work Place: HO/Kolkata                 JOB OBJECTIVE To monitor and drive overall sales, by guiding and managing the overall performance of the front-end sales executives for the assigned area within the organization.  PRIMARY RESPONSIBILITIES Sales - Execute the strategy to achieve sales target for the region as set by the management.  Team Handling- handling sales team and ...