Compliance Manager

Job Description:

Department: - Trusteeship Services (Debenture Trustee, Security Trustee, AIFs
Job Designation: - Manager
Job Description: -
● Managing team of DTST
● Ensure that all relevant SEBI Regulations & Guidelines are adhered to.
● Monitor interest payments & redemptions on a timely basis.
● Advise and ensure that Issuers comply with all requisite documentary and
other procedures for creation of the stipulated security.
● Safeguard interests of debenture holders by creation of stipulated security,
sustained monitoring of adequacy of asset coverage and compliance with
terms of Information Memorandum.
● NSDL work related to Pass through certificates, Debentures & NCDs.
● Following up with NSDL & stakeholders for the above.
● Compliance with SEBI Debenture Trustee (DT) Regulations and Related Laws.
● Issuing NOCs, Lending confirmation notices, Conditions Precedent Compliance letters,
Custody confirmation & Security Confirmation Letters and managing all professional
correspondence with clients on a regular basis catering to their requirements.
● Creation, modification, satisfaction of appropriate charges on the assets of the
corporates,
● i.e. mortgage, hypothecation etc.
● Monitoring of security/security cover and financial covenants along with its
compliance.
● Carrying out day-to-day operations of Trusteeship business.
Key Skills
● Prompt and timely Client Servicing
● Willingness to learn and acquire Product Knowledge
● Good Communication skills