GRC Legal - Manager
Job Description:
Job Title: Legal
Job Description:
● Responsible for identifying the changes of rules and regulations in RBI, SEBI and IRDA, also needs to
keep updates on the implementation of the circulars.
● Needs to keep track of the various statutory audits and advise the implementation of changes in the
process.
● Audit the implementation of circulars, rules and regulations.
Ideal Candidate / Resume:
Candidate with the experience of working with a legal / compliance team in any broking / securities company.
Aware about the rules and regulations of RBI, SEBI and IRDA and also work on the implementation of the
changes as per the circulars. Further, the candidate has to audit the implementation of the changes as per the
circulars, rules and regulations.
Experience : CS / CA / MBA with 5 - 10 yrs experience in Financial Services Industry
Location: Surat Head Office
Key Skills :
Company Profile
The client is a leading player in the Indian financial services industry known for its strong distribution capabilities. Started in the year 1994 has now diversified into various businesses and today has presence in businesses ranging from financial products distributor network, asset management, real estate, insurance broking, training & development and technology. Our rich experience in financial services, combined with executional capabilities and strong process & system orientation, has enabled us to shape a rising growth trajectory in our businesses.
Product ranges are MF, Insurance, Realty, Information Technology, Wellness, Interiors, Loan etc. The client is based out of Surat in Gujarat, India and has presence in 165+ locations in India, Mauritius & Dubai and has over 1,800+ employees and over 32,500+ Active Advisors (Partners) associated. The total Asset Under Advice of 1,64,000+ Cr. of more than 28 Lacs investors.
Apply Now
- Interested candidates are requested to apply for this job.
- Recruiters will evaluate your candidature and will get in touch with you.